Genetics
Research has shown that genes play a role in the development of
autism.
Twin and familial studies have shown that autism runs in families.
Whereas the incidence of autism in the general population is 1 in
600 or .16%, siblings of children with autism have a 3-8% chance
of being autistic. Although 3-8% is a much higher figure than .16%,
it is not as high as 50% which is the percentage resulting from
one parent passing on a single dominant faulty gene. Also, 3-8%
is not as high as 25% which is the percentage resulting from both
parents each passing on a single recessive gene.
| Incidence of Autism |
| Population |
Incidence |
| General Population |
1/600 |
| Siblings of Autistic Children |
18-48/600 |
| Dizygotic Twins |
18-48/600 |
| Monozygotic Twins |
360/600 |
| Single Dominant Gene |
300/600 |
| Pair of Recessive Genes |
150/600 |
Therefore, we must conclude that there is no single gene associated
with autism. Instead, it is most likely that variants of several
genes are present for the susceptibility to occur.
This theory is further supported by the fact that family members
of autistic children do show characteristics of autism but not necessarily
the full blown symptoms of the disorder.
On the other hand, if the disorder was purely genetic, in twin
studies, mono zygotic twins would both be autistic, 100% of the
time. In actuality however, there is only a 60% concordance rate
between mono zygotic twins and an 86% concordance rate of the second
twin having some features of autism or associated disorders. (Fraternal
twins have a 3% concordance rate)
As a result, we must conclude that although a genetic susceptibility
exists, there must also be an environmental component leading to
the onset of Autism.
In particular, four research groups have conducted "genome
scan by linkage analysis" studies in which they have examined
random DNA markers in an attempt to identify any single area where
Autism susceptibility gene or genes may lie. Unfortunately, the
results of these studies were not found to be significant from a
research standpoint.
The Finding's of These Studies are as Follows:
| Recent Genetic Studies |
| Researcher |
Sample
Size |
Findings |
| Neil Risch (1999) |
Not reported |
Autistic sibling pairs shared
more genetic markers than sibling pairs with one autistic and
one healthy child.
Linkage on chromosome 1 and chromosome 17 |
| IMG SAC (1999) |
N=99 |
Linkage on chromosome
7q and chromosome 16p |
| PARIS (1999) |
N= 51 |
Linkage on chromosome 6q
and chromosome 7q |
| U.S. (1999) |
N=75 |
Linkage on chromosome 13q
and chromosome 7q |
- Neil Risch et al (Stanford):
This group reported that autism sibling pairs did show more
sharing of genetic markers than sibling pairs where one was
autistic and the other was not. However, the difference could
not be attributed to a small number of genes. The increased
sharing observed in pairs concordant for autism was most consistent
with a large number (20) of susceptibility genes, none of which
has a large effect on it's own. The most significant results
were seen for a region on chromosomes number 1, followed by
a region on chromosome number 17.
- The IMG SAC Study:
An international convention tested ninety-nine autistic families.
This study found some evidence of linkage on chromosome 7q and
another positive region on chromosome 16p (the short arms of
chromosomes are called P and the long arms are called Q).
- The PARISS Study:
A council of French researchers studied fifty-one autistic
families and found some linkage on chromosomes 6q and 7q.
- A U.S Study:
Researchers from Tufts University of Iowa, John Hopkins and
Vanderbilt studied seventy-five families and found some evidence
of linkage on chromosome 13q and 7q.
- Thalidomide Study (Miller and Stromland):
Sample
Adults of mothers who had received Thalidomide
| Timeline
of Malformations
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| Age of Embryo (days): |
20 |
21 |
22 |
23 |
24 |
25 |
26 |
27 |
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29 |
30 |
31 |
32 |
33 |
34 |
35 |
36 |
| Damage caused by thalidomide
exposure at this time: |
Missing
Ears |
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Small
Ears and Other Ear Malformations |
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Missing
Small Thumbs |
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Thumbs
with Extra Joint |
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Stunted
Arms |
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Stunted
Legs |
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Findings
- 5% of the sample was Autistic. This figure is 30 times
higher than the incidence in the general population
- The Autistic sample had ear malformations but no other malformations
Conclusions...
- The Thalidomide damage in the Autistic sample must have
occurred between 20-22 days after conception
- Therefore, any possible brain damage in this sample, would
have occurred as early as the 4th week of gestation
- The only neurons that develop as early as the 4th week of
gestation are neurons in the cerebellum and brain stem
- This study serves to exemplify how scientists have discovered
the involvement of one particular gene in Autism:
Children whose mothers were given the drug Thalidomide were born
with malformations such as stunted arms and legs, mis-shaped or
missing ears and thumbs, as well as neurological dysfunctions
of the eye and facial muscles.
Scientists know the exact period of development of each of
these areas and as a result, they know that a child with thumb
abnormalities would have been exposed to thalidomide around
day 22 after conception, a child with ear malformations would
have been exposed around day 20-33 after conception and one
with arm or leg malformations would have had exposure around
day 25-35 after conception.
It was discovered that 5% of the sample studied (adults whose
mothers had been given thalidomide) were autistic. This figure
is 30 times higher than the incidence in the general population.
The subjects who had autism also were found to have ear malformations
but no limb malformations. As a result, it was concluded that
the injury must have occurred between 20-24 days after conception.
Very few neurons form as early as the 4th week of gestation;
most neurons developing that early are motor neurons of the
cranial nerves which control the muscles of the eyes, ears,
face, jaw, throat ant tongue. So the researchers went back and
checked their autistic subjects and interestingly enough, they
found that they also had abnormalities of eye movement or facial
expression, or both.
Soon after, one of the autistic subjects passed away and it
was possible to do an autopsy of her brain. On examining her
brain stem, they found two distinct areas missing :
- The Facial Nucleus (this controls the muscles relating to
facial expression. In normal people there are about 9000 neurons
in the facial nucleus but in this woman there were about 400).
- The Superior Olive (this is a relay station for auditory information).
The researchers (Patricia Rodier) recognized a similarity in
research they had previously seen with mice. That is, a former
experiment had resulted in shortening of the brain stem, smaller
than normal facial nucleus and no superior olive in mice who also
had developed ear malformations and difficulty controlling eye
movement. These rats were transgenic mice who had been engineered
to lack a gene known as Hoxa 1.
Scientists have found Hoxa 1 to be active in the brainstem when
the very first neurons are forming (the same period that Thalidomide
damage could have occurred).
HOXA 1
HOXA 1 is the gene which produces a type of protein called a
transcription factor protein. This protein modulates the activity
of other genes.
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HOXA
1 |
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- HOXA 1 is a gene which resides on Chromosome 7. It is
responsible for producing a type of protein (called Transcription
Factor) that modulates the activity of other genes.
- 2 Variant alleles of HOXA 1 have been found. The
rate of one of these alleles is much higher in Autistics
(40%) than in the general population (20%).
- Thus, HOXA 1 has been established as one of the genes
present in Autism.
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HOXA 1 is not active in any tissue after early embryogenesis. If
a gene is active throughout life, altered functioning of that gene
usually leads to problems that increase with age. A gene active
only during embryo development is a better candidate to explain
a congenital disability which seems to be stable after childhood,
like autism.
HOXA 1 resides on chromosome 7. Two variant alleles of HOXA 1 have
been found. The rate of one of these alleles is much higher in autistics
(40% of people with autism have this allele) than in their family
members who are not autistic or in the general population (20%).
Therefore, this is clearly one of the genes involved with autism.
However, it is not the only one because the variant allele also
occurs in 20% of people who do not have autism. Therefore, the presence
of the allele doubles the chances of having autism.
However, in 60% of people with autism, something else is causing
it.
In conclusion, research seems to indicate that no single region
contains a gene with large effects on the risk of Autism. It seems
that a combination of genes produce a situation which leaves the
individual susceptible to an environmental factor which then sets
off the disorder.
Interestingly, given the observable variations we see in Autism,
it is entirely possible that different genetic markers are responsible
for different subtypes of Autism.
5-HTT
In 1997, Edwin Cook reported an association between Autism and
a form of the serotonin transporter gene (5-H TT).
Deficiency in 5-HT Function
- In 1997, Edwin Cook reported an association between Autism and
a form of the serotonin transporter gene (5-HTT)
- 5-HT receptors are found in high concentrations in the cerebellum
and the Cingulate Girus. It is proposed that there is a deficiency
in 5-HT function in Autism.
- The deficiency may arise from:
- Increased inhibitory auto receptors
- Decreased synthesis of 5-HT
- Decreased post-synaptic receptor sensitivity
- Decreased messenger or gene expression activity
- Increased 5-HT transporter re-uptake resulting in less neurotransmitter
in the synapse
- Researchers now suggest that the 5-HTT gene variants may be
associated with specific subgroups of Autism, particularly those
with obsessive compulsive behaviors, which may be resulting from
serotonin abnormalities.
5-HT receptors are found in high concentrations in the cerebellum
( in the purkinje cells) as well as in the Cingulate Gyrus. It is
proposed that there is a deficiency in 5-HT function in autism.
This deficiency may arise from
- Increased inhibitory auto receptors
- Decreased synthesis of 5-HT
- Decreased post-synaptic 5-HT receptor sensitivity
- Decreased messenger or gene expression activity
- Increased 5-HT transporter re-uptake resulting in less neurotransmitter
in the synapse
Researchers suggest now that the 5-H TT gene variants may be associated
with specific subgroups of Autism, particularly those with obsessive
compulsive behaviors, which may be resulting from serotonin abnormalities.
G-Alpha Proteins
Mary Megson (Medical College of Virginia) reported on children
she saw in her practice that develop "autistic regression"
(lose skills between 18-24 months). She found that "in the
vast majority of these cases, one parent reports night blindness
or other rarer disorders which are caused by a genetic defect in
a G alpha protein".
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G-Alpha
Proteins |
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- G proteins are cellular proteins, which turn on or off
multiple metabolic pathways including those for glucose,
lipid and protein metabolism, as well as cell growth differentiation.
- G protein deficits cause severe loss of rod function (retinal
cells that allow night vision) in some autistic children.
- These children only get the true impression of the three-dimensional
nature of objects from a "box"in the middle of
their visual field and they see objects by adding these
"boxes" together.
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G proteins are cellular
proteins, which turn on or off multiple metabolic pathways including
those for glucose, lipid and protein metabolism as well as cell
growth differentiation. They affect the signals in sensory organs
regulating touch, taste, smell, hearing and vision. G protein defects
cause severe loss of rod function (retinal cells that allow night
vision) in some autistic children. These children are unable to
see in the dark, they cannot see light and dark shades on objects
in daylight, and instead only see color and shape in most of their
visual field.
As a result, they can only get the true impression of the three
- dimensional nature of objects from a "box" in the middle
of their visual field and they must see objects by adding these
"boxes" together.
Clearly, if this deficit exists, it would account for the autistic
child's lining up of objects perhaps in an attempt to perceive the
"boxes" they see, or the avoidance of eye contact in an
attempt to direct light to portions of the retina where they still
have some rod functioning.
This defect which is known as congenital stationary night blindness
effects cell membrane calcium channels which can block certain receptors
in the hippocampus, were we find the pathway connecting the left
and right brain with the frontal lobe. A lack of cell growth and
differentiation has been found in the hippocampus of autistic children
(Baumann) and the frontal lobe is of course, the center for the
executive functions.
Although Megson's findings are fascinating, formal research is
needed to replicate her findings. However, also interesting with
regards to Megson's conclusions is that certain toxins such as the
Pertussis antibody (the P in the DPT vaccine), which is for whooping
cough, lead to complete disruption of the G alpha protein signals,
and this in turn leads to glycogen and lipid breakdown. Perhaps
it is not coincidental that G proteins are in high concentration
in the gut wall as well as in the brain and therefore, when the
toxin in the pertussis vaccine disrupts the G proteins, this can
result in abnormalities in the gut as well as in the brain.
In conclusion then, it is safe to say that most experts assume
that autism stems not from a single gene but from ten to twenty
genes that occur in various combinations to result in a predisposition
to Autism and it's related disorders. While there is clear agreement
that there is a genetic predisposition; the question is: what factors
can trigger Autism in people who are genetically predisposed?
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